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Veritone, Inc. — Director's Dealing 2020
Feb 12, 2020
33837_dirs_2020-02-12_e8f4b277-6f50-4b96-8393-b24f6087a756.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2019-12-31
Reporting Person: Oates Christopher J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | G | 6000 | — | Disposed | 49484 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25457 | Indirect |
| Common Stock | 9459 | Direct |
Footnotes
F1: Shares were transferred by reporting person by gift to irrevocable trusts. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares.
F2: Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.
F3: Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.