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Veritone, Inc. — Director's Dealing 2020
Jun 8, 2020
33837_dirs_2020-06-08_d5819a5f-03c4-45fa-849e-17f30e1a429b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2020-06-05
Reporting Person: Steelberg Ryan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-05 | Common Stock | P | 8051 | $11.5902 | Acquired | 108752 | Indirect |
| 2020-06-05 | Common Stock | P | 8650 | $12.2922 | Acquired | 117402 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 215921 | Indirect |
| Common Stock | 72633 | Direct |
| Common Stock | 2003349 | Indirect |
Footnotes
F1: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $11.067 to $11.98 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: Shares are held by reporting person as trustee of a living trust.
F3: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $12.21 to $12.42 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4: Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.