Veritone, Inc. — Director's Dealing 2020

Jun 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2020-06-15

Reporting Person: Steelberg Ryan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-15	Common Stock	A	140000	—	Acquired	212633	Direct
2020-06-15	Common Stock	P	14695	$13.5252	Acquired	132097	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	215921	Indirect
Common Stock	2003349	Indirect

Footnotes

F1: Consists of restricted stock units representing the right to receive upon vesting a total of 140,000 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.

F2: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $13.49 to $13.55 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Shares are held by reporting person as trustee of a living trust.

F4: Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F5: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.