Veritone, Inc. — Director's Dealing 2019

Feb 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2019-02-12

Reporting Person: Collins Peter F (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-12	Common Stock	A	16845	—	Acquired	52592	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-12	Stock Option (right to buy)	$5.65	A	15000	Acquired	2029-02-12	Common Stock (15000)	Direct
2019-02-12	Stock Option (right to buy)	$5.65	A	26001	Acquired	2029-02-12	Common Stock (26001)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10000	Indirect

Footnotes

F1: Consists of restricted stock units representing the right to receive upon vesting a total of 16,845 shares of the issuer's common stock. All such restricted stock units will vest on January 3, 2020, subject to the continuous service of reporting person with the issuer.

F2: Includes a total of 1,963 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2018 and January 31, 2019.

F3: Shares are held by reporting person and his spouse as trustees of a family trust.

F4: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/48th of the shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer.

F5: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $49.15 per share, $98.31 per share and $196.62 per share, respectively, subject to the continuous service of reporting person with the issuer.