Veritone, Inc. — Director's Dealing 2018

Mar 16, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2018-03-13

Reporting Person: GRAZIADIO G LOUIS III (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-13	Common Stock	P	1000	$14.64	Acquired	83349	Direct
2018-03-14	Common Stock	P	500	$14.527	Acquired	83849	Direct
2018-03-13	Common Stock	P	4000	$14.64	Acquired	135000	Indirect
2018-03-14	Common Stock	P	2200	$14.527	Acquired	137200	Indirect
2018-03-13	Common Stock	P	3000	$14.64	Acquired	3000	Indirect
2018-03-14	Common Stock	P	1700	$14.527	Acquired	4700	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8200	Indirect
Common Stock	3300	Indirect
Common Stock	1800	Indirect
Common Stock	2700	Indirect
Common Stock	2700	Indirect
Common Stock	16636	Indirect
Common Stock	4775	Indirect
Common Stock	4775	Indirect
Common Stock	2500	Indirect
Common Stock	61406	Indirect
Common Stock	4289	Indirect

Footnotes

F1: Reflects the weighted-average purchase price for an aggregate of 1,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2: Reflects the weighted-average purchase price for an aggregate of 500 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Reflects the weighted-average purchase price for an aggregate of 4,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares.

F5: Reflects the weighted-average purchase price for an aggregate of 2,200 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6: Reflects the weighted-average purchase price for an aggregate of 3,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F7: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.

F8: Reflects the weighted-average purchase price for an aggregate of 1,700 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F9: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the minor children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares.

F10: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his minor children in such shares.

F11: These shares are held by reporting person as custodian for his minor child, George L. Graziadio IV.

F12: These shares are held by reporting person as custodian for his minor child, Marianna R. Graziadio.

F13: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.

F14: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the minor child of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares.

F15: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the minor child of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares.

F16: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.

F17: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.

F18: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.