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Veritone, Inc. Director's Dealing 2018

May 1, 2018

33837_dirs_2018-04-30_6edb8d0b-c7e7-4724-83aa-9377b8a0467b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2018-04-27

Reporting Person: Steelberg Chad (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-27 Common Stock P 8276 $19.3839 Acquired 46834 Direct
2018-04-27 Common Stock P 11638 $19.7543 Acquired 58472 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3355387 Indirect
Common Stock 298287 Indirect
Common Stock 589968 Indirect
Common Stock 215921 Indirect

Footnotes

F1: Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018.

F2: Reflects the weighted-average purchase price for an aggregate of 8,276 shares purchased in multiple transactions at prices ranging from $18.66 to $19.65 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Reflects the weighted-average purchase price for an aggregate of 11,638 shares purchased in multiple transactions at prices ranging from $19.66 to $19.94 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F5: Shares are held by Steel Holdings, LLC. Reporting person is the Manager and member of Steel Holdings, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F6: Shares are held by NCI Investments, LLC ("NCI"). Reporting person is the Manager of NCI (and his grantor trust owns 50% of the membership interests in NCI) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F7: Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.