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Veritone, Inc. Director's Dealing 2018

May 15, 2018

33837_dirs_2018-05-15_06984d73-e940-4505-91b1-2e5ec556b391.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2018-05-11

Reporting Person: Oates Christopher J. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-11 Common Stock M 5000 Acquired 5000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-11 Restricted Stock Units $ M 5000 Disposed Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25457 Indirect
Common Stock 55484 Indirect

Footnotes

F1: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017.

F2: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.

F3: Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.

F4: Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.

F5: Each restricted stock unit represents a right to receive one share of common stock.

F6: The restricted stock units vested on May 11, 2018.