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Veritone, Inc. — Director's Dealing 2018
May 19, 2018
33837_dirs_2018-05-18_aaf85185-26dc-4823-942a-5e29bfc3e472.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2018-05-17
Reporting Person: Gehl Jeff Patrick (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-17 | Common Stock | M | 5000 | — | Acquired | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-17 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43184 | Indirect |
| Common Stock | 29400 | Indirect |
Footnotes
F1: Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 17, 2017.
F2: The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.
F3: Shares are owned by BigBoy, LLC. Reporting person is the Manager of, and owns 50% of the membership interests in, BigBoy, LLC. Reporting person disclaims beneficial ownership of the shares owned by BigBoy, LLC, except to the extent of his pecuniary interest in such shares.
F4: Shares are held by reporting person, as trustee of his living trust.
F5: Each restricted stock unit represents a right to receive one share of common stock.
F6: The restricted stock units vested on May 17, 2018.