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Veritone, Inc. — Director's Dealing 2018
Jul 3, 2018
33837_dirs_2018-07-03_488dd5c2-acb5-4851-8456-b479e2427295.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2018-06-29
Reporting Person: Oates Christopher J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-29 | Common Stock | A | 4459 | — | Acquired | 9459 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25457 | Indirect |
| Common Stock | 55484 | Indirect |
Footnotes
F1: Consists of restricted stock units representing the right to receive upon vesting a total of 4,459 shares of the issuer's common stock. All such restricted stock units will vest on the earlier of (i) June 29, 2019, and (ii) the day immediately preceding the date of the issuer's 2019 annual meeting of stockholders.
F2: Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.
F3: Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.