Veritone, Inc. — Director's Dealing 2017

May 12, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-11

Reporting Person: Oates Christopher J. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13740	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$1.50	2026-04-14	Common Stock (21000)		Direct
Series A Convertible Preferred Stock	$2.9412		Common Stock (20490)		Indirect

Footnotes

F1: Mr. Oates is a managing director of RimLight, LLC, however, this filing shall not be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of such securities.

F2: 25% of the option shares vested on August 7, 2015 (the first anniversary after the vesting commencement date), and the remaining option shares vest in 36 equal monthly installments thereafter.

F3: The reporting person beneficially owns 27,429 shares of Series A convertible preferred stock, which is convertible into common stock at any time at the election of the holder or automatically converts into common stock upon completion the proposed initial public offering at a rate of approximately .74 (which includes accrued liquidation preferences as of May 17, 2017). The Series A convertible preferred stock has no expiration date. The conversion price reported in Column 4 reflects a 1-for-.60 reverse stock split of the common stock effected in April 2017.