Veritone, Inc. — Director's Dealing 2017

May 12, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-11

Reporting Person: Steelberg Ryan (Director, President, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	98140	Direct
Common Stock	961774	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$2.9412		Common Stock (3205917)		Indirect

Footnotes

F1: The reporting person beneficially owns 27,427 shares of Series A convertible preferred stock, which is convertible into common stock at any time at the election of the holder or automatically converts upon completion of the initial public offering with gross proceeds of at least $15 million on a one-for-one basis and has no expiration date. The number of underlying shares of common stock reported in Column 3 reflects a 1-for-.60 reverse stock split of the common stock effected in April 2017 as well as liquidation preferences accrued through May 11, 2017 (which preferences continue to accrue until the actual conversion of the Series A convertible preferred stock into common stock).