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Veritone, Inc. — Director's Dealing 2017
May 16, 2017
33837_dirs_2017-05-15_72f67cd9-9a29-4d30-b35b-1a54c5c9da4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-11
Reporting Person: Steelberg Chad (Director, CEO and Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-11 | Stock Option (Right to Purchase) | $15.00 | A | 1044819 | Acquired | 2027-05-10 | Common Stock (1044819) | Direct |
| 2017-05-11 | Performance Stock Option (Right to Purchase) | $15.00 | A | 522409 | Acquired | 2027-05-10 | Common Stock (522409) | Direct |
Footnotes
F1: The shares of common stock subject to this option will vest in 36 equal monthly installments upon the completion of each month of service by the Reporting Person over the three (3) year period measured from May 11, 2017.
F2: The shares of common stock subject to his option shall vest in full upon the earlier of (i) the date the market capitalization of the Issuer equals or exceeds $400,000,000 for at least five consecutive trading days, or (ii) May 17, 2022, provided that Reporting Person is still in the service of the Issuer.