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Veritone, Inc. Director's Dealing 2017

May 17, 2017

33837_dirs_2017-05-16_fbf20625-2565-4f9d-85f8-5f5b0c2ed22f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-12

Reporting Person: GRAZIADIO G LOUIS III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-12 Common Stock P 30092 $15.00 Acquired 30092 Direct
2017-05-12 Common Stock P 41621 $15.64 Acquired 71713 Direct
2017-05-12 Common Stock P 3842 $14.5579 Acquired 75555 Direct
2017-05-12 Common Stock P 1281 $13.7836 Acquired 76836 Direct
2017-05-12 Common Stock P 45048 $15.00 Acquired 45048 Indirect
2017-05-12 Common Stock P 49818 $15.64 Acquired 94866 Indirect
2017-05-12 Common Stock P 5671 $14.5579 Acquired 100537 Indirect
2017-05-12 Common Stock P 1890 $13.7836 Acquired 102427 Indirect
2017-05-12 Common Stock P 5415 $15.64 Acquired 5415 Indirect
2017-05-12 Common Stock P 3439 $14.5579 Acquired 8854 Indirect
2017-05-12 Common Stock P 1146 $13.7836 Acquired 10000 Indirect
2017-05-12 Common Stock P 2083 $15.64 Acquired 2083 Indirect
2017-05-12 Common Stock P 688 $14.5579 Acquired 2771 Indirect
2017-05-12 Common Stock P 229 $13.7836 Acquired 3000 Indirect
2017-05-12 Common Stock P 1500 $15.64 Acquired 1500 Indirect
2017-05-12 Common Stock P 1000 $15.00 Acquired 1000 Indirect
2017-05-12 Common Stock P 1179 $15.64 Acquired 2179 Indirect
2017-05-12 Common Stock P 241 $14.5579 Acquired 2420 Indirect
2017-05-12 Common Stock P 80 $13.7836 Acquired 2500 Indirect
2017-05-12 Common Stock P 1000 $15.00 Acquired 1000 Indirect
2017-05-12 Common Stock P 1179 $15.64 Acquired 2179 Indirect
2017-05-12 Common Stock P 241 $14.5579 Acquired 2420 Indirect
2017-05-12 Common Stock P 80 $13.7836 Acquired 2500 Indirect
2017-05-12 Common Stock P 12477 $14.5579 Acquired 12477 Indirect
2017-05-12 Common Stock P 4159 $13.7836 Acquired 16636 Indirect
2017-05-12 Common Stock P 2500 $15.00 Acquired 2500 Indirect
2017-05-12 Common Stock P 1706 $14.5579 Acquired 4206 Indirect
2017-05-12 Common Stock P 569 $13.7836 Acquired 4775 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F3: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares.

F4: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of one of the general partners, which is a trust for the benefit of an adult daughter of Mr. Graziadio. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra as he has no pecuniary interest in such shares.

F5: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company owned by GFT and Gina-Carra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra as he has no pecuniary interest in such shares.

F6: Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV.

F7: Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio.

F8: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT, Gina-Carra and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.

F9: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares.