AI assistant
Sending…
Veritone, Inc. — Director's Dealing 2017
May 23, 2017
33837_dirs_2017-05-22_bd2ac556-3e9b-479c-a979-8767cd827f7c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-17
Reporting Person: Newport Coast Investments, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-17 | Common Stock | C | 2393613 | — | Acquired | 3355387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-17 | Series A Convertible Preferred Stock | $2.9412 | C | 3205917 | Acquired | Common Stock (2393613) | Direct |
Footnotes
F1: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017.
More from Veritone, Inc.
Regulatory Filings
2026
Jun 10
Annual Report
2026
May 26
Proxy Solicitation & Information Statement
2026
May 26
Proxy Solicitation & Information Statement
2026
May 26
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 21
Interim / Quarterly Report
2026
May 14
Regulatory Filings
2026
May 12
Regulatory Filings
2026
Apr 15
Annual Report
2026
Apr 15