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Veritone, Inc. Director's Dealing 2017

May 23, 2017

33837_dirs_2017-05-22_bd2ac556-3e9b-479c-a979-8767cd827f7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2017-05-17

Reporting Person: Newport Coast Investments, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-17 Common Stock C 2393613 Acquired 3355387 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-17 Series A Convertible Preferred Stock $2.9412 C 3205917 Acquired Common Stock (2393613) Direct

Footnotes

F1: The 3,205,917 shares of Veritone Series A convertible preferred stock had no expiration date but automatically converted into 2,393,613 shares of Veritone common stock upon the closing of Veritone's initial public offering. The conversion price reported in Table II Column 8 reflects a 1-for-.6 reverse stock split of the common stock effected in April 2017.