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Verisk Analytics, Inc. — Director's Dealing 2018
Jul 9, 2018
30087_dirs_2018-07-09_088ce45a-2236-4028-9555-d063830f41a6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Verisk Analytics, Inc. (VRSK)
CIK: 0001442145
Period of Report: 2018-07-01
Reporting Person: LEHMAN JOHN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-01 | Common Stock | A | 1080 | $0.00 | Acquired | 128579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-01 | Stock Option | $107.64 | A | 1582 | Acquired | 2028-07-01 | Common Stock (1582) | Direct |
| 2018-07-01 | Stock Option | $107.64 | A | 4490 | Acquired | 2028-07-01 | Common Stock (4490) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28863 | Indirect |
| Common Stock | 75616 | Indirect |
| Common Stock | 58477 | Indirect |
| Common Stock | 63602 | Indirect |
Footnotes
F1: These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 1,080 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over of period of 12 months from the grant date.
F2: This Amended Form 4 is being filed because the original Form 4 filed on July 5, 2018 inadvertently reported 674 deferred stock units granted.
F3: These shares are owned by the Lehman Business Trust, of which John F. Lehman is the trustee. Mr. Lehman disclaims beneficial ownership of any shares beneficially owned by the trust except to the extent of his pecuniary interest therein.
F4: These shares of Common Stock are held directly by the John F. Lehman Jr. 2010 Seven Year Grantor Retained Annuity Trust.
F5: These shares are held directly by the John F. Lehman Jr. Irrevocable Remainder Trust.
F6: These shares are held directly by the John F. Lehman & Barbara W. Lehman Ten Ent.
F7: The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.
F8: This Amended Form 4 is being filed because the original Form 4 filed on July 5, 2018 inadvertently reported 2,957 stock options awarded.
F9: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.
F10: The reporting person elected to receive the reported stock options under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer.