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Vericel Corp — Director's Dealing 2023
Feb 8, 2023
31799_dirs_2023-02-08_2ceea262-39bf-4910-9e0b-fb2cc19c697c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vericel Corp (VCEL)
CIK: 0000887359
Period of Report: 2023-02-06
Reporting Person: Hopper Jonathan Mark (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-06 | Common Stock | M | 650 | — | Acquired | 49722 | Direct |
| 2023-02-06 | Common Stock | F | 310 | $30.60 | Disposed | 49412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-06 | Restricted Stock Unit | $ | M | 650 | Disposed | Common Stock (650) | Direct |
Footnotes
F1: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on February 6, 2019.
F2: These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3: These shares were withheld by the Issuer to satisfy the tax withholding requirements in connection with the vesting of RSUs.
F4: Each RSU represents a contingent right to receive one share of common stock of Vericel Corporation.
F5: No expiration date for this type of award.
F6: The Fair Market Value of the vested derivative securities is $30.60 per share.