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Vericel Corp — Director's Dealing 2021
Mar 31, 2021
31799_dirs_2021-03-31_4158d99f-3fe4-4b90-8862-11410808fc76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vericel Corp (VCEL)
CIK: 0000887359
Period of Report: 2021-03-30
Reporting Person: Hopper Jonathan Mark (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | M | 5000 | $10.95 | Acquired | 27966 | Direct |
| 2021-03-30 | Common Stock | S | 5000 | $50.561 | Disposed | 22966 | Direct |
| 2021-03-30 | Common Stock | M | 8438 | $10.95 | Acquired | 31404 | Direct |
| 2021-03-30 | Common Stock | S | 1820 | $51 | Disposed | 29584 | Direct |
| 2021-03-30 | Common Stock | M | 20000 | $10.95 | Acquired | 49584 | Direct |
| 2021-03-30 | Common Stock | S | 11104 | $51.8412 | Disposed | 38480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-30 | Stock Option (right to buy) | $10.95 | M | 5000 | Disposed | 2028-08-20 | Common Stock (5000) | Direct |
| 2021-03-30 | Stock Option (right to buy) | $10.95 | M | 20000 | Disposed | 2028-08-20 | Common Stock (20000) | Direct |
| 2021-03-30 | Stock Option (right to buy) | $10.95 | M | 8438 | Disposed | 2028-08-20 | Common Stock (8438) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.
F2: These options, representing the right to purchase 135,000 shares, became exercisable on August 20, 2019, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal quarterly installments over three years thereafter, contingent upon continued service to the Company.
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