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Vericel Corp — Director's Dealing 2020
Feb 11, 2020
31799_dirs_2020-02-11_8acc4bd6-0725-4456-a105-4c445a9de047.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vericel Corp (VCEL)
CIK: 0000887359
Period of Report: 2020-02-11
Reporting Person: Hopper Jonathan Mark (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2426 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.66 | 2029-02-06 | Common Stock (24375) | Direct | |
| Stock Option (right to buy) | $10.95 | 2028-08-20 | Common Stock (36528) | Direct | |
| Stock Option (right to buy) | $10.95 | 2028-08-20 | Common Stock (98472) | Direct | |
| Stock Option (right to buy) | $16.66 | 2029-02-06 | Common Stock (1625) | Direct | |
| Restricted Stock Unit | $ | Common Stock (1950) | Direct |
Footnotes
F1: These options shall begin vesting on February 6, 2019 and shall vest and become exercisable in equal quarterly installments over the course of the following four (4) year period.
F2: 25% of these options will vest on the first anniversary of the date of grant and 75% will vest in equal quarterly installments over three years thereafter.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.
F4: These RSUs vest in four annual installments. The first installment of RSUs vested on February 6, 2020 and are shown in the holdings reported in Table I. The remaining 1,950 RSUs will vest in annual installments on February 6, 2021, February 6, 2022, and February 6, 2023, respectively.
F5: No expiration date for this type of award.