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Vericel Corp — Director's Dealing 2019
Jan 4, 2019
31799_dirs_2019-01-04_2d3bc0ee-78d7-434f-8a01-0e90cefae896.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vericel Corp (VCEL)
CIK: 0000887359
Period of Report: 2019-01-02
Reporting Person: Wotton Paul K (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | M | 5000 | $2.76 | Acquired | 5000 | Direct |
| 2019-01-02 | Common Stock | S | 5000 | $16.8308 | Disposed | 0 | Direct |
| 2019-01-02 | Common Stock | M | 17500 | $2.63 | Acquired | 17500 | Direct |
| 2019-01-02 | Common Stock | S | 17500 | $16.8308 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Stock Option (right to buy) | $2.76 | M | 5000 | Disposed | 2026-05-04 | Common Stock (5000) | Direct |
| 2019-01-02 | Stock Option (right to buy) | $2.63 | M | 17500 | Disposed | 2027-05-03 | Common Stock (17500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.
F2: These options, representing the right to purchase a total of 15,000 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 4, 2016, which was one month after the date on which the option was granted.
F3: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.