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Vericel Corp — Director's Dealing 2018
Jun 20, 2018
31799_dirs_2018-06-20_22842e3a-4c01-4c5b-ae25-b1e59d6cb0c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vericel Corp (VCEL)
CIK: 0000887359
Period of Report: 2018-06-18
Reporting Person: Wotton Paul K (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-18 | Common Stock | M | 5000 | $3.74 | Acquired | 5000 | Direct |
| 2018-06-18 | Common Stock | M | 10000 | $2.76 | Acquired | 15000 | Direct |
| 2018-06-18 | Common Stock | M | 15000 | $3.74 | Acquired | 30000 | Direct |
| 2018-06-18 | Common Stock | S | 10000 | $12.06 | Disposed | 20000 | Direct |
| 2018-06-18 | Common Stock | S | 15000 | $12.06 | Disposed | 5000 | Direct |
| 2018-06-18 | Common Stock | S | 5000 | $12.06 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-18 | Stock Option (right to buy) | $3.74 | M | 5000 | Disposed | 2025-03-20 | Common Stock (5000) | Direct |
| 2018-06-18 | Stock Option (right to buy) | $2.76 | M | 10000 | Disposed | 2026-05-04 | Common Stock (10000) | Direct |
| 2018-06-18 | Stock Option (right to buy) | $3.74 | M | 15000 | Disposed | 2025-03-20 | Common Stock (15000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.
F2: The options, representing a right to purchase a total of 5,000 shares, became exercisable in twelve equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.
F3: The options, representing a right to purchase a total of 10,000 shares, became exercisable in twelve equal monthly installments beginning on May 4, 2016, which was the date on which the option was granted.
F4: The options, representing a right to purchase a total of 15,000 shares, became exercisable in thirty six equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.