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Verastem, Inc. — Director's Dealing 2020
Jan 21, 2020
32713_dirs_2020-01-21_2feeb8a1-516e-4056-9f63-c79f57eae5a1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Verastem, Inc. (VSTM)
CIK: 0001526119
Period of Report: 2020-01-14
Reporting Person: Ridgeback Capital Investments L.P. (10% Owner)
Reporting Person: Ridgeback Capital Investments Ltd. (10% Owner)
Reporting Person: Ridgeback Capital Management LP (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4553092 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 5% Convertible Senior Second Lien Notes due 2048 | $1.65 | 2048-11-01 | Common Stock () | Direct |
Footnotes
F1: Ridgeback Capital Investments L.P. owns all of the securities reported herein directly. Ridgeback Capital Investements Ltd. is the general partner of Ridgeback Capital Investments L.P. Pursuant to an investment management agreement, Ridgeback Capital Management LP maintains investment and voting power with respect to the securities held or controlled by Ridgeback Capital Invesetments Ltd. Wayne Holman, an individual, controls Ridgeback Capital Management LP. Ridgeback Capital Management LP, Ridgeback Capital Investments Ltd. and Wayne Holman do not own any securities reported herein directly and disclaim beneficial ownership of any of the securities covered by this statement, except to the extnt of any pecuniary interest therein.