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Ventas, Inc. — Director's Dealing 2019
Jun 20, 2019
30143_dirs_2019-06-20_27981b3b-2034-4c12-bca8-ca82cbd07734.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VENTAS INC (VTR)
CIK: 0000740260
Period of Report: 2019-06-18
Reporting Person: CAFARO DEBRA A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-18 | Common Stock | M | 3607 | $45 | Acquired | 741358 | Direct |
| 2019-06-18 | Common Stock | S | 3607 | $69.0181 | Disposed | 737751 | Direct |
| 2019-06-19 | Common Stock | M | 64473 | $45 | Acquired | 802224 | Direct |
| 2019-06-19 | Common Stock | S | 64473 | $69.045 | Disposed | 737751 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-18 | Stock Option (Right to Buy) | $45.0 | M | 3607 | Disposed | 2021-01-24 | Common Stock (3607.0) | Direct |
| 2019-06-19 | Stock Option (Right to Buy) | $45.0 | M | 64473 | Disposed | 2021-01-24 | Common Stock (64473.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: On June 18, 2019, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $69.00 to $69.05, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.
F3: On June 18, 2019, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $69.00 to $69.18, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: These options vested in three equal annual installments beginning on the date of grant.