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Ventas, Inc. — Director's Dealing 2014
Nov 5, 2014
30143_dirs_2014-11-05_fe2644f5-8026-4728-aa58-14e48cc1fe1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VENTAS INC (VTR)
CIK: 0000740260
Period of Report: 2014-11-03
Reporting Person: CAFARO DEBRA A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock | M | 89246 | $43.26 | Acquired | 94246 | Indirect |
| 2014-11-03 | Common Stock | S | 89246 | $68.5291 | Disposed | 5000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Stock Option (Right to Buy) | $43.26 | M | 89246 | Disposed | 2017-01-17 | Common Stock (89246.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 522086 | Direct |
Footnotes
F1: On November 3, 2014, The Debra A. Cafaro Insurance Trust (the "Trust")(of which Reporting Person's spouse is the trustee) transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. These shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Trust. The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $68.24 to $68.91, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
F3: These options are part of a previously reported grant of 89,246 on January 17, 2007 by the Issuer to the Reporting Person (and subsequently gifted to the Trust) that became exercisable in three equal installments on January 17, 2007, January 17, 2008, and January 17, 2009.
F4: As of November 3, 2014, Reporting Person owns directly and indirectly by trust options to purchase an aggregate of 1,502,854 shares of Issuer's common stock.