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Ventas, Inc. — Director's Dealing 2011
May 31, 2011
30143_dirs_2011-05-31_4928b7a3-93f8-43ce-a279-d4e3dcc6415f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VENTAS INC (VTR)
CIK: 0000740260
Period of Report: 2011-05-26
Reporting Person: Cozzi Vincent M. (SVP Medical Office Properties)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-26 | Common Stock | M | 2588 | $21.57 | Acquired | 11639 | Direct |
| 2011-05-26 | Common Stock | M | 2396 | $44.19 | Acquired | 14035 | Direct |
| 2011-05-26 | Common Stock | S | 4984 | $54.5103 | Disposed | 9051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-26 | Stock Option (Right to Buy) | $21.57 | M | 2588 | Disposed | 2019-02-27 | Common Stock (2588) | Direct |
| 2011-05-26 | Stock Option (Right to Buy) | $44.19 | M | 2396 | Disposed | 2020-02-26 | Common Stock (2396) | Direct |
Footnotes
F1: On May 26, 2011, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported on Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.51 to $54.511, inclusive. Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: These options were part of a previously reported grant of 7,764 on February 27, 2009, by the Issuer to the Reporting Person that vested in three equal installments on February 27, 2009, February 27, 2010 and February 27, 2011.
F3: These options were part of a previously reported grant of 3,594 on February 26, 2010, by the Issuer to the Reporting Person that vested or will vest in three equal installments on February 26, 2010, February 26, 2011 and February 26, 2012.
F4: Represents total number of unexercised stock options held by the Reporting Person as of May 31, 2011.