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Velo3D, Inc. — Director's Dealing 2025
Oct 1, 2025
34298_dirs_2025-10-01_9a3cb47c-c16f-4228-9970-dfd01d40fc99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VELO)
CIK: 0001825079
Period of Report: 2025-08-25
Reporting Person: Xu Hull Hou Jun (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-25 | Common Stock | M | 119 | $3.89 | Acquired | 2824 | Direct |
| 2025-08-25 | Common Stock | F | 43 | $3.89 | Disposed | 2781 | Direct |
| 2025-08-25 | Common Stock | M | 3365 | $3.89 | Acquired | 6146 | Direct |
| 2025-08-25 | Common Stock | F | 1204 | $3.89 | Disposed | 4942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-08-25 | Restricted Stock Units | $ | M | 119 | Disposed | Common Stock (119) | Direct | |
| 2025-08-25 | Restricted Stock Units | $ | M | 3365 | Disposed | Common Stock (3365) | Direct |
Footnotes
F1: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.
F2: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.
F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F4: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.
F5: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.
F6: Reflects an adjustment to a previously reported amount on 09/24/2025 from 61,077 to 51,778 due to a clerical error.
F7: Reflects an adjustment to a previously reported amount on 09/24/2025 from 64,442 to 48,413 due to a clerical error.