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Velo3D, Inc. — Director's Dealing 2024
Aug 21, 2024
34298_dirs_2024-08-20_2349384e-5859-401e-96b4-5d93eb5c486f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2024-08-15
Reporting Person: Kreger Bradley Allen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-15 | Common Stock | M | 835 | — | Acquired | 8273 | Direct |
| 2024-08-16 | Common Stock | S | 366 | $1.25 | Disposed | 7907 | Direct |
| 2024-08-18 | Common Stock | M | 899 | — | Acquired | 8806 | Direct |
| 2024-08-20 | Common Stock | S | 347 | $1.24 | Disposed | 8459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-15 | Restricted Stock Units | $ | M | 835 | Disposed | Common Stock (835) | Direct | |
| 2024-08-18 | Restricted Stock Units | $ | M | 899 | Disposed | Common Stock (899) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
F3: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.