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Velo3D, Inc. — Director's Dealing 2024
Nov 20, 2024
34298_dirs_2024-11-20_96377ec4-68d8-403a-97ac-5b459291eb4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLDX)
CIK: 0001825079
Period of Report: 2024-11-15
Reporting Person: Kreger Bradley Allen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-15 | Common Stock | M | 835 | — | Acquired | 10733 | Direct |
| 2024-11-15 | Common Stock | M | 5756 | — | Acquired | 16489 | Direct |
| 2024-11-18 | Common Stock | M | 898 | — | Acquired | 17387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-15 | Restricted Stock Units | $ | M | 835 | Disposed | Common Stock (835) | Direct | |
| 2024-11-15 | Restricted stock units | $ | M | 5756 | Disposed | Common Stock (5756) | Direct | |
| 2024-11-18 | Restricted stock units | $ | M | 898 | Disposed | common stock (898) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3: The RSUs vest 25% @ 1 year starting Nov'24, Quarterly thereafter for 3 years, subject to the continued service of the reporting person on each vesting date
F4: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.