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Velo3D, Inc. — Director's Dealing 2023
Feb 17, 2023
34298_dirs_2023-02-17_cd53be2e-ef57-4620-9a31-3cd9eebe5b6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2023-02-15
Reporting Person: McCombe William D. (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-15 | Common Stock | M | 9935 | — | Acquired | 135205 | Direct |
| 2023-02-15 | Common Stock | S | 4268 | $3.619 | Disposed | 130937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-15 | Restricted Stock Unit (RSU) | $ | M | 9935 | Disposed | Common Stock (9935) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
F3: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.