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Velo3D, Inc. — Director's Dealing 2023
Apr 1, 2023
34298_dirs_2023-03-31_162ced45-887a-419e-9010-b50f744ae244.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2023-03-29
Reporting Person: Chung Bernard (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-29 | Common Stock | M | 50000 | $0.18 | Acquired | 155168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-29 | Stock Option (right to buy Common Stock) | $0.18 | M | 50000 | Disposed | 2030-12-15 | Common Stock (50000) | Direct |
Footnotes
F1: The option vests as to 1/4 of the total shares on December 17, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.
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