Velo3D, Inc. — Director's Dealing 2023

Dec 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2023-12-01

Reporting Person: Buller Benyamin (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Common Stock	M	5000	$0.18	Acquired	5197706	Direct
2023-12-01	Common Stock	M	5000	$0.18	Acquired	5202706	Direct
2023-12-01	Common Stock	S	10000	$1.00	Disposed	5192706	Direct
2023-12-01	Common Stock	S	2000	$0.9737	Disposed	5190706	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Stock Option (right to buy Common Stock)	$0.18	M	5000	Disposed	2030-06-09	Common Stock (5000)	Direct
2023-12-01	Stock Option (right to buy Common Stock)	$0.18	M	5000	Disposed	2030-06-09	Common Stock (5000)	Direct

Footnotes

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2023.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9531 to $0.9999 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the total shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.