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Velo3D, Inc. — Director's Dealing 2023
Dec 20, 2023
34298_dirs_2023-12-19_52b0fd97-b29f-4a13-8335-831aadcdd7f2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2023-12-18
Reporting Person: Kreger Bradley Allen (Interim CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62384 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) | $ | Common Stock (467148) | Direct | ||
| Restricted Stock Unit (RSU) | $ | Common Stock (20794) | Direct | ||
| Restricted Stock Unit (RSU) | $ | Common Stock (805866) | Direct |
Footnotes
F1: The Restricted Stock Units ("RSUs") vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F3: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
F4: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.