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Velo3D, Inc. — Director's Dealing 2022
Dec 10, 2022
34298_dirs_2022-12-09_3e9a24ec-a718-47a8-9738-8f0494d9e2cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2022-12-07
Reporting Person: Walters Matthew Joseph (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-07 | Common Stock | M | 14430 | — | Acquired | 785415 | Direct |
| 2022-12-08 | Common Stock | M | 18128 | — | Acquired | 803543 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-07 | Restricted Stock Units | $ | M | 14430 | Disposed | Common Stock (14430) | Direct | |
| 2022-12-08 | Restricted Stock Units | $ | M | 18128 | Disposed | Common Stock (18128) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.
F2: The Form 4 filed by the Reporting Person on December 9, 2021 incorrectly reported the number of RSUs granted on December 7, 2021 to the Reporting Person by one less share. The reported beneficial ownership in this Form 4 corrects this immaterial error.
F3: 100% of the RSUs vested on December 7, 2022.
F4: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.