AI assistant
Velo3D, Inc. — Director's Dealing 2022
Dec 14, 2022
34298_dirs_2022-12-14_3b3797da-7f43-4b9a-91cf-998dd9d05013.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2022-11-15
Reporting Person: Chung Bernard (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 6647 | — | Acquired | 106647 | Direct |
| 2022-11-16 | Common Stock | S | 2424 | $2.6147 | Disposed | 104223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Unit (RSU) | $ | M | 6647 | Disposed | Common Stock (6647) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
F3: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.