Velo3D, Inc. — Director's Dealing 2021

Oct 13, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Velo3D, Inc. (VLD)
CIK: 0001825079
Period of Report: 2021-09-29

Reporting Person: PIV GP, L.L.C. (10% Owner)
Reporting Person: PIV Fund I, L.P. (10% Owner)
Reporting Person: Gudiksen Mark Stout (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22874407	Indirect

Footnotes

F1: Shares are held by PIV Fund I, L.P. ("PIV-I LP"). PIV GP, L.L.C. ("PIV GP") is the general partner of PIV-I LP and may be deemed to beneficially own the shares held by PIV-I LP. Ricardo Angel is the managing member of PIV GP and Mr. Angel and Mark Stout Gudiksen are the managing partners of Piva Capital Inc., the management company of PIV-I LP, and therefore Messrs. Angel and Gudiksen may be deemed to share voting and investment power over the shares held by PIV-I LP. Each of PIV GP and Mr. Gudiksen disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Mr. Angel is a director of the Issuer and files separate Section 16 reports.