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VEEVA SYSTEMS INC — Director's Dealing 2021
Jan 6, 2021
30045_dirs_2021-01-05_c2d588ee-a9a2-4000-9bb3-2f603f04a5c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VEEVA SYSTEMS INC (VEEV)
CIK: 0001393052
Period of Report: 2020-12-29
Reporting Person: MATEO ALAN (EVP Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Class A Stock | G | 7349 | $0.00 | Disposed | 2915 | Direct |
| 2020-12-29 | Class A Stock | G | 7349 | $0.00 | Acquired | 7349 | Indirect |
| 2021-01-01 | Class A Common Stock | M | 1348 | $0.00 | Acquired | 4263 | Direct |
| 2021-01-05 | Class A Common Stock | S | 6 | $271.35 | Disposed | 4257 | Direct |
| 2021-01-05 | Class A Common Stock | S | 511 | $270.02 | Disposed | 3746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Restricted Stock Units | $ | M | 1348 | Disposed | Class A Common Stock (1348) | Direct |
Footnotes
F1: This was a bona fide gift with no payment in consideration.
F2: Shares held by The Carol Mateo Trust dated November 30, 2020 (the "Trust"). The Reporting Person is not a trustee and beneficiary of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust. The Reporting Person disclaims beneficial ownership of the reported shares held by the Trust, except to the extent, if any, of his pecuniary interest therein.
F3: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
F4: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F5: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person and were made to cover taxes associated with RSU vesting on January 1, 2021.
F6: On April 14, 2020, the Reporting Person was granted 4,940 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 18.182% of the RSUs vested on July 1, 2020, and 27.273% of the RSUs vesting for each quarter of continuous service to the Issuer by the Reporting Person.