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VEECO INSTRUMENTS INC Director's Dealing 2019

Aug 7, 2019

31958_dirs_2019-08-07_79c2a6cc-d75b-4528-9d13-7509bf2100ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VEECO INSTRUMENTS INC (VECO)
CIK: 0000103145
Period of Report: 2019-06-28

Reporting Person: PEELER JOHN R (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-28 Common Stock A 2500 $6.605 Acquired 470234.7229 Direct
2019-08-05 Common Stock M 6655 Acquired 476889.7229 Direct
2019-08-05 Common Stock F 3215 $11.77 Disposed 473674.7229 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-05 Performance Based Restricted Stock Units $0 M 6655 Disposed Common Stock (6655) Direct
2019-08-05 Performance Based Restricted Stock Units $0 D 6655 Disposed Common Stock (6655) Direct

Footnotes

F1: Represents 2,500 shares purchased under the Veeco Employee Stock Purchase Plan on June 28, 2019.

F2: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

F3: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

F4: Represents the forfeiture of a portion of the PRSUs granted on June 12, 2015 due to non-achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.