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VEECO INSTRUMENTS INC — Director's Dealing 2014
Sep 8, 2014
31958_dirs_2014-09-08_b0956084-1cad-4d50-93c7-3048440bddef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VEECO INSTRUMENTS INC (VECO)
CIK: 0000103145
Period of Report: 2014-09-04
Reporting Person: Collingwood Peter (SVP WW Sales & Field Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-04 | Common Stock | M | 25800 | $34.13 | Acquired | 32785 | Direct |
| 2014-09-04 | Common Stock | M | 13333 | $33.00 | Acquired | 46118 | Direct |
| 2014-09-04 | Common Stock | F | 38276 | $34.86 | Disposed | 7842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-04 | Stock Option (right to purchase) | $34.13 | M | 25800 | Disposed | 2020-06-10 | common stock (25800) | Direct |
| 2014-09-04 | Stock Option (right to purchase) | $33.00 | M | 13333 | Disposed | 2022-05-24 | common stock (13333) | Direct |
Footnotes
F1: As previously disclosed in a Current Report on Form 8-K filed with the SEC on August 25, 2014, Mr. Collingwood has notified the Issuer of his intention to resign to pursue an employment opportunity based in the United Kingdom, where he resides. His last day will be September 19, 2014. These options would expire if not exercised on or before such date.
F2: The option was granted on June 11, 2010 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
F3: The option was granted on May 25, 2012 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
F4: Represents securities surrendered to Veeco to pay the option exercise price and to satisfy tax withholding obligations due upon the exercise.