VECTUS BIOSYSTEMS LIMITED — Major Shareholding Notification 2023

Dec 5, 2023

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Vectus Biosystems Ltd (VBS) ACN/ARSN 117 526 137

1. Details of substantial holder (1)

Regal Funds Management Pty Limited and its associates Name (see Annexure 1) -

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on

4/12/2023 The previous notice was given to the company on 4/10/2022 The previous notice was dated 28/09/2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	4,457,782	9.43%	4,483,896	*8.43%

*The % substantial is based on the shares on issue of 53,209,361 as disclosed by the Company on 04-12-2023.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 2

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
			Power to control the
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	exercise of a power to dispose of	335,568 ORDINARY	335,568
			securities
			Power to control the
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD	J.P MORGAN SECURITIES PLC	exercise of a power to dispose of	845,000 ORDINARY	845,000
			securities
			Power to control the
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED	HSBC Bank Australia Ltd	exercise of a power to dispose of	3,303,328 ORDINARY	3,303,328
			securities

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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 6/12/2023
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration Number of Persons
Nature of given in relation securities Class of votes
Date Person whose relevant interest changed Change to change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/12/2022 Management Pty Limited) Buy 30000.00 37500 Ordinary 37500
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
16/01/2023 Management Pty Limited) Sell 1489.94 1886 Ordinary 1886
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
23/03/2023 Management Pty Limited) Sell 4655.00 9500 Ordinary 9500
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
15/05/2023 Management Pty Limited) Sell 2051664.00 4103328 Ordinary 4103328
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15/05/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	2051664.00	4103328	Ordinary	4103328
4/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Holding diluted due to the issue of 19,842 shares on the 4th of December, 2023.