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Vaxcyte, Inc. — Director's Dealing 2024
Sep 5, 2024
31100_dirs_2024-09-05_504cccd4-c0de-4e54-94ed-fbc16e0f40f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2024-09-03
Reporting Person: Wassil Jim (CHIEF OPERATING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-03 | Common Stock | M | 10000 | $2.42 | Acquired | 217503 | Direct |
| 2024-09-03 | Common Stock | S | 258 | $108.0126 | Disposed | 217245 | Direct |
| 2024-09-03 | Common Stock | S | 2072 | $110.0794 | Disposed | 215173 | Direct |
| 2024-09-03 | Common Stock | S | 3102 | $111.0214 | Disposed | 212071 | Direct |
| 2024-09-03 | Common Stock | S | 2263 | $111.8458 | Disposed | 209808 | Direct |
| 2024-09-03 | Common Stock | S | 367 | $112.9471 | Disposed | 209441 | Direct |
| 2024-09-03 | Common Stock | S | 389 | $114.2538 | Disposed | 209052 | Direct |
| 2024-09-03 | Common Stock | S | 344 | $115.1458 | Disposed | 208708 | Direct |
| 2024-09-03 | Common Stock | S | 1195 | $116.4249 | Disposed | 207513 | Direct |
| 2024-09-03 | Common Stock | S | 10 | $117.025 | Disposed | 207503 | Direct |
| 2024-09-03 | Common Stock | F | 5545 | $110.15 | Disposed | 201958 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-03 | Stock Option (right to buy) | $2.42 | M | 10000 | Disposed | 2029-12-16 | Common Stock (10000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 1, 2024.
F2: The price reported is a weighted-average price. The shares were sold at prices ranging from $107.67 to $108.425. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The price reported is a weighted-average price. The shares were sold at prices ranging from $109.415 to $110.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The price reported is a weighted-average price. The shares were sold at prices ranging from $110.43 to $111.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The price reported is a weighted-average price. The shares were sold at prices ranging from $111.48 to $112.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The price reported is a weighted-average price. The shares were sold at prices ranging from $112.57 to $113.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: The price reported is a weighted-average price. The shares were sold at prices ranging from $113.84 to $114.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8: The price reported is a weighted-average price. The shares were sold at prices ranging from $114.97 to $115.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9: The price reported is a weighted-average price. The shares were sold at prices ranging from $116.02 to $117.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F10: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units. No other shares of common stock subject to the restrictions on transfer set forth in a Lock-Up Agreement dated September 4, 2024 were sold by the Reporting Person.
F11: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.