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Vaxcyte, Inc. — Director's Dealing 2024
Oct 22, 2024
31100_dirs_2024-10-22_da0904e0-a145-49ab-a679-670669726bfd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2024-10-18
Reporting Person: GUGGENHIME ANDREW (PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-18 | Common Stock | M | 8000 | $5.35 | Acquired | 98383 | Direct |
| 2024-10-18 | Common Stock | M | 8000 | $5.35 | Acquired | 106383 | Direct |
| 2024-10-18 | Common Stock | M | 12000 | $5.35 | Acquired | 118383 | Direct |
| 2024-10-18 | Common Stock | M | 14000 | $5.35 | Acquired | 132383 | Direct |
| 2024-10-18 | Common Stock | S | 36114 | $115.263 | Disposed | 96269 | Direct |
| 2024-10-18 | Common Stock | S | 5886 | $116.191 | Disposed | 90383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-18 | Stock Option (right to buy) | $5.35 | M | 8000 | Disposed | 2030-05-11 | Common Stock (8000) | Direct |
| 2024-10-18 | Stock Option (right to buy) | $5.35 | M | 8000 | Disposed | 2030-05-11 | Common Stock (8000) | Direct |
| 2024-10-18 | Stock Option (right to buy) | $5.35 | M | 12000 | Disposed | 2030-05-11 | Common Stock (12000) | Direct |
| 2024-10-18 | Stock Option (right to buy) | $5.35 | M | 14000 | Disposed | 2030-05-11 | Common Stock (14000) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.
F2: The price reported is a weighted-average price. The shares were sold at prices ranging from $114.825 to $115.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the
issuer, full information regarding the number of shares sold at each separate price.
F3: The price reported is a weighted-average price. The shares were sold at prices ranging from $115.88 to $116.48. The reporting person will provide upon request to the SEC, the issuer or security holder of the
issuer, full information regarding the number of shares sold at each separate price.
F4: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.