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Vaxcyte, Inc. — Director's Dealing 2023
Jan 4, 2023
31100_dirs_2023-01-04_39bf55d8-fd4f-4e1f-acb1-e3bf1548eb95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2022-12-30
Reporting Person: PICKERING GRANT (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-30 | Common Stock | M | 15158 | $2.03 | Acquired | 374476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-30 | Stock Option (right to buy) | $47.95 | A | 108250 | Acquired | 2032-12-30 | Common Stock (108250) | Direct |
| 2022-12-30 | Stock Option (right to buy) | $2.03 | M | 15158 | Disposed | 2028-07-23 | Common Stock (15158) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 157830 | Indirect |
| Common Stock | 157830 | Indirect |
Footnotes
F1: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.
F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.
F3: 1/48 of shares subject to the option vest on January 30, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.
F4: Stock Option is fully vested and exercisable.
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