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Vaxcyte, Inc. Director's Dealing 2023

Mar 3, 2023

31100_dirs_2023-03-03_85656c07-414a-45ea-b5cc-c5c400a2c0e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2023-03-01

Reporting Person: PICKERING GRANT (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-01 Common Stock A 53875 $0.00 Acquired 428351 Direct
2023-03-02 Common Stock F 3099 $41.49 Disposed 425252 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-01 Stock Option (right to buy) $41.67 A 323250 Acquired 2033-03-01 Common Stock (323250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 157830 Indirect
Common Stock 157830 Indirect

Footnotes

F1: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2023 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

F2: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

F4: Shares are held directly by a trust for the benefit of the Reporting Person's son.

F5: 1/48 of shares subject to the option vest on April 1, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.