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Vaxcyte, Inc. Director's Dealing 2023

Dec 27, 2023

31100_dirs_2023-12-27_2710e428-e50e-4aca-9cd4-862266172d1d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2023-12-22

Reporting Person: PICKERING GRANT (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-22 Common Stock M 9900 $2.03 Acquired 380814 Direct
2023-12-26 Common Stock M 10000 $0.04 Acquired 390814 Direct
2023-12-26 Common Stock S 7450 $61.323 Disposed 383364 Direct
2023-12-26 Common Stock S 7550 $62.077 Disposed 375814 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-22 Stock Option (right to buy) $2.03 M 9900 Disposed 2028-07-23 Common Stock (9900) Direct
2023-12-26 Stock Option (right to buy) $0.04 M 10000 Disposed 2025-04-23 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 152594 Indirect
Common Stock 152594 Indirect

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2: The price reported is a weighted-average price. The shares were sold at prices ranging from $60.885 to $61.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The price reported is a weighted-average price. The shares were sold at prices ranging from $61.96 to $62.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

F5: Shares are held directly by a trust for the benefit of the Reporting Person's son.

F6: Stock Option is fully vested and exercisable.