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Vaxcyte, Inc. — Director's Dealing 2022
Aug 29, 2022
31100_dirs_2022-08-29_939da028-24af-4b22-9336-4eaa083cdf67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2022-08-25
Reporting Person: GUGGENHIME ANDREW (President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-25 | Common Stock | M | 17052 | $5.35 | Acquired | 59239 | Direct |
| 2022-08-25 | Common Stock | S | 17052 | $28.00 | Disposed | 42187 | Direct |
| 2022-08-26 | Common Stock | M | 1295 | $5.35 | Acquired | 43482 | Direct |
| 2022-08-26 | Common Stock | S | 1295 | $28.00 | Disposed | 42187 | Direct |
| 2022-08-29 | Common Stock | M | 17653 | $5.35 | Acquired | 59840 | Direct |
| 2022-08-29 | Common Stock | S | 17653 | $28.00 | Disposed | 42187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-25 | Stock Option (right to buy) | $5.35 | M | 17052 | Disposed | 2030-05-11 | Common Stock (17052) | Direct |
| 2022-08-26 | Stock Option (right to buy) | $5.35 | M | 1295 | Disposed | 2030-05-11 | Common Stock (1295) | Direct |
| 2022-08-29 | Stock Option (right to buy) | $5.35 | M | 17653 | Disposed | 2030-05-11 | Common Stock (17653) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.
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