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Vaxcyte, Inc. — Director's Dealing 2021
Sep 23, 2021
31100_dirs_2021-09-23_d0c69e33-01ad-479f-b618-1b3d03e05fbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2021-09-21
Reporting Person: PICKERING GRANT (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-21 | Common Stock | M | 10807 | $1.79 | Acquired | 591061 | Direct |
| 2021-09-21 | Common Stock | S | 10005 | $25.17 | Disposed | 581056 | Direct |
| 2021-09-21 | Common Stock | S | 802 | $25.89 | Disposed | 580254 | Direct |
| 2021-09-22 | Common Stock | M | 4193 | $1.79 | Acquired | 584447 | Direct |
| 2021-09-22 | Common Stock | S | 4193 | $25.1933 | Disposed | 580254 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-21 | Stock Option (right to buy) | $1.79 | M | 10807 | Disposed | 2027-05-17 | Common Stock (10807) | Direct |
| 2021-09-22 | Stock Option (right to buy) | $1.79 | M | 4193 | Disposed | 2027-05-17 | Common Stock (4193) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 355660 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.73 to $25.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.88 to $25.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.90 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The shares subject to the option are fully vested and exercisable.