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Vaxcyte, Inc. Director's Dealing 2020

Jun 12, 2020

31100_dirs_2020-06-11_69786009-9295-4e4b-b1d7-5c6283fa0f7b.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Vaxcyte, Inc. (PCVX)
CIK: 0001649094
Period of Report: 2020-06-11

Reporting Person: Sauer Paul (SVP Process Dev, Manufacturing)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 76615 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $0.80 2026-04-19 Common Stock (8336) Direct
Stock Option (right to buy) $1.79 2027-05-17 Common Stock (28925) Direct
Stock Option (right to buy) $2.03 2028-07-23 Common Stock (70068) Direct
Stock Option (right to buy) $2.03 2029-03-20 Common Stock (29638) Direct
Stock Option (right to buy) $5.35 2030-04-17 Common Stock (65788) Direct

Footnotes

F1: The shares subject to the option are fully vested and exercisable.

F2: 1/4 of the shares subject to the option vested on March 4, 2018, and 1/48 of the shares vest monthly thereafter. The original grant for 69,420 shares was exercised for 40,495 shares on July 29, 2019.

F3: 1/4 of the shares subject to the option vested on July 24, 2019, and 1/48 of the shares vest monthly thereafter.

F4: 1/4 of the shares subject to the option vested on January 1, 2020, and 1/48 of the shares vest monthly thereafter.

F5: 1/4 of the shares subject to the option vest on March 20, 2021, and 1/48 of the shares vest monthly thereafter.