AI assistant
Vanda Pharmaceuticals Inc. — Director's Dealing 2009
Dec 16, 2009
33390_dirs_2009-12-16_0e0eb2a5-bd5e-4896-9e7a-b1bcf83303d4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vanda Pharmaceuticals Inc. (VNDA)
CIK: 0001347178
Period of Report: 2009-12-14
Reporting Person: Clark William D (Sr. VP, Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-14 | Common Stock | M | 36444 | $0.331 | Acquired | 111444 | Direct |
| 2009-12-14 | Common Stock | M | 8424 | $0.331 | Acquired | 119868 | Direct |
| 2009-12-14 | Common Stock | M | 45141 | $0.331 | Acquired | 165009 | Direct |
| 2009-12-14 | Common Stock | M | 57766 | $0.331 | Acquired | 222775 | Direct |
| 2009-12-14 | Common Stock | M | 147775 | $0.331 | Acquired | 370550 | Direct |
| 2009-12-14 | Common Stock | S | 217749 | $11.0514 | Disposed | 152801 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-14 | Employee Stock Option (right to buy) | $0.331 | M | 36444 | Disposed | 2014-09-01 | Common Stock (36444) | Direct |
| 2009-12-14 | Employee Stock Option (right to buy) | $0.331 | M | 8424 | Disposed | 2014-09-01 | Common Stock (8424) | Direct |
| 2009-12-14 | Employee Stock Option (right to buy) | $0.331 | M | 45141 | Disposed | 2015-02-10 | Common Stock (45141) | Direct |
| 2009-12-14 | Employee Stock Option (right to buy) | $0.331 | M | 57766 | Disposed | 2015-09-28 | Common Stock (57766) | Direct |
| 2009-12-14 | Employee Stock Option (right to buy) | $0.331 | M | 147775 | Disposed | 2015-09-28 | Common Stock (147775) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $11.00 to $11.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option represents a right to purchase a total of 91,668 shares. As of December 14, 2009 these shares were fully vested.
F3: The option represents a right to purchase a total of 48,341 shares. As of December 14, 2009 these shares were fully vested.
F4: The option represents a right to purchase a total of 205,541 shares. As of December 14, 2009 these shares were fully vested.