VALLEY NATIONAL BANCORP — Director's Dealing 2021

Jan 26, 2021

SEC Form 4/A — Form 4/A

Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2021-01-14

Reporting Person: Lynch Kevin J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-14	Common Stock	M	300000	$7.47	Acquired	374395	Direct
2021-01-14	Common Stock	S	300000	$10.94	Disposed	74395	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-14	Stock Options	$7.47	M	300000	Disposed	2021-08-18	Common Stock (300000.0)	Direct

Footnotes

F1: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions.

F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.74 to $10.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.