AI assistant
VALLEY NATIONAL BANCORP — Director's Dealing 2018
Jan 31, 2018
30938_dirs_2018-01-31_ad6e7596-2382-46b8-ae40-a2826e86da84.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2018-01-29
Reporting Person: ESKOW ALAN D (Senior EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-29 | Common Stock | F | 4345 | $12.74 | Disposed | 249472 | Direct |
| 2018-01-30 | Common Stock | F | 22931 | $12.70 | Disposed | 226541 | Direct |
| 2018-01-30 | Common Stock | F | 4013 | $12.70 | Disposed | 222528 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (401k Plan) | 5555 | Direct |
| Common Stock (Roth IRA) | 10578 | Direct |
| Common Stock | 1489 | Indirect |
| Common Stock | 51796 | Indirect |
| Preferred Stock (Roth IRA) | 790 | Direct |
Footnotes
F1: Adjusted for additional shares acquired through Dividend Reinvestment Plan.
F2: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017.
F3: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.