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VALLEY NATIONAL BANCORP — Director's Dealing 2017
Jan 12, 2017
30938_dirs_2017-01-12_9057a23e-2495-4ba4-be78-cd330fd19a5f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2016-12-31
Reporting Person: LIPKIN GERALD H (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-21 | Common Stock | G | 10028 | — | Disposed | 477445 | Direct |
| 2016-12-29 | Common Stock | G | 4988 | — | Disposed | 472457 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (with Spouse) | 154 | Direct |
| Common Stock (401k Plan) | 55 | Direct |
| Common Stock (Roth IRA) | 68889 | Direct |
| Preferred Stock (Roth IRA) | 1200 | Direct |
| Preferred Stock | 2000 | Indirect |
| Common Stock | 324760 | Indirect |
| Preferred Stock (Roth IRA with Spouse) | 2750 | Indirect |
| Common Stock | 6946 | Indirect |
Footnotes
F1: Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
F2: Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.
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